The minimum percentage of the purchase price that a buyer must deposit with a broker. • The Federal Reserve Board establishes minimum margin requirements to prevent excessive speculation and price volatility. [Cases: Securities Regulation 45.11.]
initial margin requirement Read More »
Securities. The percentage of the purchase price that a buyer must deposit with a broker to buy a security on margin. • This percentage of the purchase price is set and adjusted by the Federal Reserve Board. [Cases: Securities Regulation 45.11.]
margin requirement Read More »
The minimum equity that a buyer must keep in a margin account, expressed as a percentage of the account value. [Cases: Securities Regulation 45.11.]
maintenance margin requirement Read More »
margin requirement. Securities. The percentage of the purchase price that a buyer must deposit with a broker to buy a security on margin. • This percentage of the purchase price is set and adjusted by the Federal Reserve Board. [Cases: Securities Regulation 45.11.] “Margin requirements are the statutory and administrative restrictions placed upon the percentage
margin requirement Read More »
margin requirement 保证金要求；额定保证金 客户在购买股票时，必须以存于经纪人处的保证金账户支付的全部购买价格的一定比例交付保证金。在美国，该比例由联邦储备委员会制定并调整。
margin requirement Read More »
margin call 催缴或追加保证金通知 经纪人要求客户购买股票时缴纳保证金或抵押品的通知，或股票已以保证金购进，但其后股价下跌或可能下跌时，要求追加保证金或抵押品，以维持最低保证金额。 (→margin requirement)
Regulation T. A Federal Reserve Board regulation that limits the amount of credit that a securities broker or dealer may extend to a customer, and that sets initial margin requirements and payment rules for securities transactions. • The credit limit and margin rules usu. require the customer to provide between 40 and 60% of the
A security that need not be registered under the provisions of the Securities Act of 1933 and is exempt from the margin requirements of the Securities Exchange Act of 1934. [Cases: Securities Regulation 14.10–14.40. C.J.S. Securities Regulation §§ 23, 51–61, 69.]
Securities and Exchange Commission/SEC 〈美〉证券与交易委员会 由国会建立的保护证券投资者利益的联邦政府管理机构。证券与交易委员会适用《1933年证券法》〔Security Act of 1933〕、《1934年证券法》〔Security Act of 1934〕、《信托凭单法》〔Trust Indenture Act〕、《投资顾问法》〔Investment Advisor Act〕和《公用事业控股公司法》〔Public Utility Holding Company Act〕。这些法的主要规定可归纳如下：１由创建于1934年的证券与交易委员会执行适用于证券业的联邦法律；２发行证券的公司和出售证券的投资银行必须保证对证券的品质作出「充分披露」，亦即它们必须在呈送给证券与交易委员会的登记报表和提交给公众的认购说明书中披露所有相关的事实；３所有名字出现在登记报表和认购说明书上的人(如银行家、律师、会计师等)均须对由于报表或说明书中任何事实遗漏或错误信息导致证券认购人蒙受的损失负责；４禁止内部知情人(如经纪人、交易商等)操纵证券价格；５联邦储备系统董事会被授权确定由债券和股票担保之贷款的现金比例〔marginal requirement〕。
Securities and Exchange Commission/SEC Read More »